Fees & Fund Codes

Pender Bond Universe Fund

Class Code Description MER Trailer
Class A PGF 1400 Front End 1.45 0.50
Class F PGF 1410 Fee Based 0.95
Class H PGF 1440 Front End-HNW 1.15 0.35
Class I PGF 1450 Fee Based-HNW 0.90
Class D PGF 1460 Discount Brokerage 1.00

Pender Corporate Bond Fund

Class Code Description MER Trailer
Class A PGF 500 Front End 1.95 0.80
Class F PGF 510 Fee Based 1.15
Class H PGF 540 Front End-HNW 1.65 0.65
Class I PGF 550 Fee Based-HNW 1.00
Class D PGF 560 Discount Brokerage 1.40 0.25
Class A – US PGF 501 Front End 1.95 0.80
Class F – US PGF 511 Fee Based 1.15
Class H – US PGF 541 Front End-HNW 1.65 0.65
Class I – US PGF 551 Fee Based-HNW 1.00

Pender Enhanced Income Fund

Class Code Description MER Trailer
Class A VRT 700 Front End 2.25 1.00
Class F VRT 701 Fee Based 1.25
Class I VRT 1050 Fee Based-HNW 1.10
Class A1 VRT 1002 Front End 2.25 1.00
Class F1 VRT 1012 Fee Based 1.25

Pender Partners Fund

Class Code Description MER Trailer
Class A VRT 102 Front End 2.40 1.00
Class F VRT 101 Fee Based 1.40
Class I VRT 1150 Fee Based-HNW 1.25
Class A1 VRT 1102 Front End 2.40 1.00
Class F1 VRT 1112 Fee Based 1.40
Class F2 VRT 100 Fee Based 1.40

Pender Small Cap Opportunities Fund

Class Code Description MER Trailer
Class A PGF 315 Front End 2.50 1.00
Class F PGF 320 Fee Based 1.50
Class B PGF 380 Front End 2.50 1.00
Class G PGF 390 Fee Based 1.50

Pender Small/Mid Cap Dividend Fund

Class Code Description MER Trailer
Class A PGF 1300 Front End 2.50 1.00
Class F PGF 1310 Fee Based 1.50
Class H PGF 1340 Front End-HNW 2.20 0.85
Class I PGF 1350 Fee Based-HNW 1.35
Class D PGF 1360 Discount Brokerage 1.75

Pender Strategic Growth & Income Fund

Class Code Description MER Trailer
Class A PGF 600 Front End 2.25 1.00
Class F PGF 610 Fee Based 1.25
Class H PGF 640 Front End-HNW 1.95 0.85
Class I PGF 650 Fee Based-HNW 1.10
Class D PGF 660 Discount Brokerage 1.50 0.25

Pender US All Cap Equity Fund

Class Code Description MER Trailer
Class A PGF 800 Front End 2.35 1.00
Class F PGF 810 Fee Based 1.35
Class H PGF 840 Front End-HNW 2.05 0.85
Class I PGF 850 Fee Based -HNW 1.20
Class D PGF 860 Discount Brokerage 1.60 0.25
Class A – US PGF 801 Front End 2.35 1.00
Class F – US PGF 811 Fee Based 1.35

Pender Value Fund

Class Code Description MER Trailer
Class A PGF 200 Front End 2.40 1.00
Class F PGF 210 Fee Based 1.40
Class H PGF 240 Front End-HNW 2.10 0.85
Class I PGF 250 Fee Based-HNW 1.25
Class D PGF 260 Discount Brokerage 1.65 0.25

Pender Value Fund II

Class Code Description MER Trailer
Class A VRT 600 Front End 2.40 1.00
Class F VRT 601 Fee Based 1.40
Class I VRT 1250 Fee Based-HNW 1.25
Class A1 VRT 1202 Front End 1.00
Class F1 VRT 1212 Fee Based